Exam Name: General Securities Representative Qualification Examination (GS)
Certification Provider: FINRA
Corresponding Certification: General Securities Representative
Over 57017+ Satisfied Customers
General Securities Representative Qualification Examination (GS): Series-7 Exam
"General Securities Representative Qualification Examination (GS)", also known as Series-7 exam, is a FINRA Certification. With the complete collection of questions and answers, iPassleader has assembled to take you through 402 Q&As to your Series-7 Exam preparation. In the Series-7 exam resources, you will cover every field and category in General Securities Representative Certification helping to ready you for your successful FINRA Certification.
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- Updated on: Aug 01, 2026
- No. of Questions: 402 Questions & Answers
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- Updated on: Aug 01, 2026
- No. of Questions: 402 Questions & Answers
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How much FINRA Series 7 Certification Exam cost
The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
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Introduction to FINRA Series 7 Certification Exam
The Series 7 exam, the General Qualification Representatives Exam (GS) exam, assesses the competence of a registered representative at entry-level to exercise its function as the general representative of qualifications.
The exam measures the extent to which each candidate has the knowledge necessary to perform the essential functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government bonds.
Applicants must successfully complete the Securities Industry Essentials (SIE) and Series 7 exams to obtain registration from the Financial Representative General.
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FINRA Series-7 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | 11% | - Order types and execution procedures - Handling errors and discrepancies - Recordkeeping and reporting requirements - Trade settlement and confirmation |
| Topic 2: Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives | 9% | - Types of accounts and ownership structures - Customer information collection - Determining investment suitability - Account documentation and regulatory compliance |
| Topic 3: Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records | 73% | - Investment company securities and variable contracts - Taxation and regulatory rules - Direct participation programs - Municipal securities - Portfolio analysis and risk management - Characteristics of equity securities - Debt securities and government obligations - Options and derivative products |
| Topic 4: Seeks Business for the Broker-Dealer from Customers and Potential Customers | 7% | - Regulatory requirements for communications with the public - Prospecting and sales practices - Identification of potential customers |
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