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ACAMS CAMS7日本語 Exam Syllabus Topics:

SectionWeightObjectives
AML Compliance Framework25%- Compliance program components
  • 1. Policies and procedures
    • 2. Internal controls
      - Roles and responsibilities
      • 1. Compliance officer duties
        • 2. Governance and oversight
          Detecting and Preventing Financial Crime20%- Financial crime typologies
          • 1. Fraud and corruption schemes
            • 2. Trade-based money laundering
              - Investigations and enforcement
              • 1. Regulatory investigations
                • 2. Case management and documentation
                  Risk Management and Due Diligence25%- Transaction monitoring and reporting
                  • 1. Suspicious Activity Reports (SAR/STR)
                    • 2. Monitoring systems and typologies
                      - Customer Due Diligence (CDD/KYC)
                      • 1. Customer identification programs (CIP)
                        • 2. Enhanced due diligence (EDD)
                          Money Laundering and Terrorist Financing Concepts30%- Global AML/CFT standards
                          • 1. FATF Recommendations
                            • 2. International regulatory frameworks
                              - Definitions and stages of money laundering
                              • 1. Terrorist financing typologies
                                • 2. Placement, layering, integration

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:

                                  国境を越えた事件を含むマネーロンダリングの捜査における規制当局、法執行機関、金融情報機関 (FIU) 間の協力の度合いを最もよく表しているのは次のうちどれですか。

                                  • A. 法執行機関と FIU は国内捜査にのみ協力し、国境を越えた捜査はインターポールなどの国際機関に任せています。
                                  • B. 規制当局、法執行機関、金融情報ユニットは、多くの場合正式な合意を通じて情報を共有し、国境を越えたマネーロンダリングの捜査を効率化するための取り組みを調整しています。
                                  • C. 規制当局は基本的に独立して活動していますが、国際法執行機関からの要請に応じて情報を共有します。
                                  • D. FIU は主に金融機関からの報告を処理しますが、規制当局と法執行機関は国際協力なしに国内の AML 法の執行に限定されています。
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

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                                  ある銀行の人事部の採用担当マネージャーは、プライベートバンキング部門のリレーションシップ・マネージャーのポジションに候補者を選出しました。銀行のコンプライアンス方針では、詐欺やマネーロンダリングなどの潜在的リスクから銀行を守るため、採用担当チームは新入社員に対して適切な身元調査を実施しなければならないと規定されています。
                                  最終候補者に関する潜在的な否定的な情報を特定するのに最も役立つリソースはどれですか? (3 つ選択してください。)

                                  • A. 個人履歴書
                                  • B. インターネットと公共メディアの検索
                                  • C. 犯罪歴検索
                                  • D. 親しい関係者からの個人的な推薦
                                  • E. 過去の雇用記録
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C  🗳️

                                  欧州連合の規制対象資産運用会社のコンプライアンス マネージャーが実装する必要がある重要な AML コントロールは次のどれですか。(2 つ選択してください。)

                                  • A. 見込み顧客をオンボーディング面接に招待する
                                  • B. 政治的に重要な人物(PEP)を顧客として拒否する
                                  • C. 見込み顧客のネガティブニュースチェックの実行
                                  • D. 資産の出所と起源を理解する
                                  • E. 興味深い顧客に関する財務安定性レポートの作成
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C,D  🗳️

                                  Explanation: Only visible for iPassleader members. You can sign-up / login (it's free).

                                  個人に引き起こされる身体的および精神的損害以外に、規制されていないオンラインギャンブルやゲームによる多大なコストに関係する可能性のある問題は次のどれですか?

                                  • A. 部門別および管轄区域別
                                  • B. ガバナンスとコンプライアンス
                                  • C. 政治および規制
                                  • D. 経済と社会
                                  Reveal Solution  Discussion  0

                                  Correct Answer: D  🗳️

                                  Explanation: Only visible for iPassleader members. You can sign-up / login (it's free).

                                  金融機関は、顧客に関する大陪審の召喚状を受け取った場合、どのような措置を取るべきでしょうか?

                                  • A. 顧客の書類のコピーを作成し、原本を執行機関に提出する
                                  • B. 書類を提出する前に調査対象の顧客に通知する
                                  • C. 執行機関の口頭の要請に応じて顧客のアカウントを開いたままにする
                                  • D. 機関の担当弁護士に召喚状を確認してもらう
                                  Reveal Solution  Discussion  0

                                  Correct Answer: D  🗳️

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