ACI THE MODEL CODE EXAMINATION: 3I0-002 Exam

"ACI THE MODEL CODE EXAMINATION", also known as 3I0-002 exam, is a ACI Certification. With the complete collection of questions and answers, iPassleader has assembled to take you through 100 Q&As to your 3I0-002 Exam preparation. In the 3I0-002 exam resources, you will cover every field and category in ACI-Financial Markets Association Certification helping to ready you for your successful ACI Certification.

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  • Updated on: Jul 25, 2026
  • No. of Questions: 100 Questions & Answers

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  • Updated on: Jul 25, 2026
  • No. of Questions: 100 Questions & Answers

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How to study the ACI FX Global Code Certificate Exam

In an approved Test Centre, all ACI examinations are delivered electronically in a regulated environment. The ACI Financial Markets Association is an examination body and third parties, such as training firms, business schools and authors, provide resources for exam preparation. Syllabus, sample questions and other resources could be found at the ACI's official website. Practice can be improved if FX Global Code practice exams are taken before apperaing for the exam. Refer to the links below to access them. Students are highly encouraged to access the ACI Accredited Trainers section from the links down below as they are very helpful when it comes to exam preparation.

Syllabus Sample Questions ACI Trainers

For more info read reference:

ACI Website Exam Contents Sample Questions FAQs and Guide

How to book the ACI FX Global Code Certificate Exam

Follow the following steps in order to register for the ACI FX Global Code Certificate Exam:

  • Step 1: Visit ACI FMA website by clicking here
  • Step 3: Scroll down and press the button “Register Your Place”
  • Step 3: Under Book your Exam section, press “Book your exam” button
  • Step 3: On the new page, against your desired exam, press the “Book online exam” button
  • Step 4: Create an account or login
  • Step 5: Pay for the exam and follow the instructions

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Who should take the ACI FX Global Code Certificate Exam

Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI FX Global Code Certificate Exam is primarily intended for the following groups:

  • Central banks and regulators
  • Officers of compliance and risk
  • Personnel from middle offices and operations
  • Participants in the financial market from buy side, sell side and intermediary institutions

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ACI 3I0-002 Exam Syllabus Topics:

SectionObjectives
General Principles of Conduct- Market integrity
  • 1. Confidentiality obligations
  • 2. Conflicts of interest
  • 3. Honesty and fair dealing
  • 4. Professional behavior
Risk Management and Compliance- Control framework
  • 1. Credit and settlement risk
  • 2. Internal controls
  • 3. Compliance responsibilities
  • 4. Operational risk management
Disputes and Professional Standards- Resolution procedures
  • 1. Adherence to the Model Code
  • 2. Mediation principles
  • 3. Handling disputes between counterparties
Introduction and Scope of the Model Code- Purpose and objectives
  • 1. Professional standards and ethical principles
  • 2. Role of the Model Code in OTC financial markets
Dealing Practice- Trading procedures
  • 1. Voice and electronic trading practices
  • 2. Broker relationships
  • 3. Firm and indicative quotations
  • 4. Deal execution and confirmation
Market Practice- OTC market conventions
  • 1. Derivative transaction practices
  • 2. Money market conventions
  • 3. Foreign exchange market conventions
Operational Controls- Post-trade processes
  • 1. Trade confirmation
  • 2. Settlement procedures
  • 3. Error handling
  • 4. Record keeping

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