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ACAMS CAMS7日本語 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Understanding Risks and Methods of Financial Crime | 26% | - Financial crime risks and consequences
|
| Topic 2: Global Anti-Financial Crime Frameworks, Governance and Regulations | 24% | - Governance, accountability and ethics
|
| Topic 3: Building and Managing Anti-Financial Crime Compliance Programs | 28% | - Customer due diligence and know-your-customer
- Training, awareness and internal communication |
| Topic 4: Tools, Technologies and Investigations | 22% | - Technology and systems
|
ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:
ウォルフスバーグ グループの 2012 年の「原則 (またはプライベート バンキング)」でそれが確立されました。
- A. 民間銀行は、グローバルな AML 管理環境戦略をより適切に調整および整合させる必要があります。
- B. リスクベースのアプローチは、プライベートバンキングによってもたらされるリスクの増大に対処するには不十分である。
- C. プライベートバンクは、顧客の実質的所有権の透明性が必要かつ適切であることに同意しています。
- D. 前提となる違反行為を防ぐために、プライベート バンキングの顧客に対するデューデリジェンス要件が必要です。
Correct Answer: C 🗳️
組織におけるリスク選好ステートメント (RAS) の主な目的は何ですか? また、それを効果的に伝達および実装するにはどうすればよいでしょうか?
- A. RASは運用リスクを管理するための詳細な計画であり、戦略リスクや財務リスクはカバーしません。
- B. RAS は、組織が目標を達成するために許容するリスクの量と種類を定義し、対応する管理策を実施してすべての利害関係者に明確に伝達される必要があります。
- C. RAS は、組織内の日常的なリスク管理の実践に影響を与えない、規制遵守を目的とした正式な文書です。
- D. RASは、外部の利害関係者にリスク許容限度を示すために使用され、組織内で伝達する必要はありません。
Correct Answer: B 🗳️
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国連安全保障理事会の制裁は次のようなものである。
- A. 外国政府に行動を変えるよう影響を与えるための懲罰的措置
- B. 必要であれば武力行使も含め、包括的かつ広範囲にわたる
- C. 不定 国家の集団に経済的利益をもたらす
- D. 国際平和と安全の維持と回復を目的として設計された
Correct Answer: D 🗳️
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テロ資金対策(CFT)
新しいテクノロジーを AML に適用する場合、アプリケーション プログラミング インターフェイス (API) によって次のことが可能になります。
- A. 人工知能(AI)と生体認証による認証
- B. モバイルデバイス上のデジタル識別
- C. オンボーディング中の迅速なCDDとクライアント特性分析
- D. 接続と通信のためのさまざまなアプリケーション
Correct Answer: D 🗳️
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金融機関が顧客の口座を閉鎖する理由を最もよく説明するシナリオはどれですか?
- A. このアカウントには、授業料の定期的な固定額の送金が表示されます。
- B. 顧客は特別指定国民を対象とする配送会社を利用します。
- C. アカウントには、複数の不審なアクティビティ報告をトリガーした取引があります。
- D. 顧客は民事召喚状の対象です。
Correct Answer: C 🗳️
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