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ACAMS CAMS7 中文 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Money Laundering and Terrorist Financing Concepts | 30% | - Definitions and stages of money laundering
|
| Detecting and Preventing Financial Crime | 20% | - Investigations and enforcement
|
| Risk Management and Due Diligence | 25% | - Transaction monitoring and reporting
|
| AML Compliance Framework | 25% | - Compliance program components
|
ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:
台灣賭場的合規官發現,賭場連續幾天收到一位客戶的多筆現金存款,金額略低於大額交易報告 (LTR) 限額。該客戶使用了三個不同的投注帳戶。
下一步該怎麼做?
- A. 聯絡執法單位對客戶的財務活動展開調查
- B. 告知客戶他們的活動可疑並要求解釋
- C. 依照內部報告程序將活動升級為可疑活動並報告給相關部門
- D. 在客戶的帳戶中註明客戶的賭博活動經常在報告限額以下進行
Correct Answer: C 🗳️
金融機構在遵守制裁要求時應採取哪些步驟?
- A. 採用自動篩選系統偵測指定人員和實體。
- B. 一旦董事會批准此決定,即凍結指定個人和實體的資金或資產。
- C. 如果現有客戶成為受制裁實體,則將風險狀況更改為“高風險”,並繼續監控進一步的交易。
- D. 對制裁名單上的禁止實體進行加強盡職調查。
Correct Answer: A 🗳️
一家金融機構 (Fl) 的客戶抱怨說,他們收到了多封看似來自 Fl 的電子郵件,敦促他們點擊連結或打開匯款附件進行確認。打開附件後,客戶才發現資金已在不知情的情況下被系統地從其銀行帳戶中轉出。這種情況描述了哪種類型的網路犯罪?
- A. 魚叉式網路釣魚
- B. 簡訊釣魚
- C. 網路釣魚
- D. 網路釣魚
Correct Answer: A 🗳️
哪些主要金融犯罪風險與遠距賭博產業密切相關? (選擇三項。)
- A. 使用匿名預付卡的客戶
- B. 客戶進行大量低階交易以規避強化盡職調查
- C. 客戶存入大量現金
- D. 投注金額超過其承受能力的顧客
- E. 顧客未到場進行身分識別
Correct Answer: A,B,E 🗳️
Explanation: Only visible for iPassleader members. You can sign-up / login (it's free).
下列何者是金融行動特別工作小組第 29 條建議中所述的金融情報機構 (FIU) 的核心職能?
- A. 起訴屬於國家管轄範圍的重大洗錢或恐怖主義融資案件
- B. 贊助在全國範圍內使用的先進技術監控工具的研究和開發
- C. 作為可疑活動收集和分析的國家中心
- D. 與私營部門分享從國家執法機構收集的即時犯罪情報
Correct Answer: C 🗳️
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