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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Financing and Listing Securities | 7% | - Primary market and issuance process - Listing requirements and rules |
| Topic 2: Equity Transactions | 10% | - Margin and short selling - Trading mechanics and regulations - Order types and execution |
| Topic 3: The Canadian Investment Marketplace | 16% | - Structure of Canadian financial system - Market participants and roles - Regulators and self-regulatory organizations |
| Topic 4: The Economy | 13% | - Macroeconomic principles and indicators - Monetary and fiscal policy - Impact of economic factors on investments |
| Topic 5: Pricing and Trading of Fixed-Income Securities | 11% | - Valuation and pricing methods - Trading and settlement processes - Price-yield relationship |
| Topic 6: Derivatives | 10% | - Options, futures and forwards - Uses, risks and basic strategies |
| Topic 7: Features and Types of Fixed-Income Securities | 12% | - Government and corporate bonds - Types of fixed-income instruments - Characteristics, risks and benefits |
| Topic 8: Common and Preferred Shares | 13% | - Valuation and classification - Equity features and rights - Dividends and corporate actions |
| Topic 9: Regulation and Ethics | 8% | - Client suitability and disclosure - Code of conduct and ethical standards - Industry regulations and compliance |
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